ID Verification and KYC
How Ashta verifies investor identity, runs watchlist screening, performs annual re-verification, and retains records for audit and regulatory review.
Re-Triggering KYC from the Admin Panel
When and how to manually re-run KYC on an investor — without resetting their existing record.
Handling a Failed Verification Result
Decision tree for what to do when document, biometric, or data-source verification returns a non-pass result.
Recording a Compliance Status Change
How to move an investor through the compliance lifecycle — Cleared, Pending Review, EDD Required, Monitoring, Suspended, Rejected.
Enhanced Due Diligence (EDD) Workflow
The EDD process for High and Critical risk investors — additional source-of-funds documentation, beneficial-owner verification, senior compliance sign-off.
Year-End Compliance Audit Preparation
How to package investor records, audit trails, and compliance reviews for an external annual audit.